Securities Litigation

Burns’ skilled team of arbitrators and litigators leverages its deep civil, criminal, administrative, arbitration, and regulatory experience in service of enterprises across the full financial and commercial spectrum. Our attorneys specialize in helping clients navigate the business obstacles they face on a daily basis, including those that may arise during Financial Industry Regulatory Authority (FINRA) customer arbitrations, SEC regulatory investigations and enforcement proceedings, state compliance reviews, federal court class actions, and federal or state grand jury proceedings. Our team also advises on industry-specific concerns pertaining to fiduciary and trust arrangements, supervision cases, compliance audits, raiding cases, promissory notes, and allegations of selling away.